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  HEFCE

Higher Education Funding Council for England

Centre for Higher Education Practice, The Open University

HEFCE 99/55

September 1999

Institutional learning and teaching strategies

A guide to good practice

This document contains the Contents and Executive Summary only. The full report is available in Word or RTF formats.

Contents

Executive summary

The institutional learning and teaching strategy initiative

Why do institutions need learning and teaching strategies?

How do different kinds of institution use learning and teaching strategies?

On what practice is the development of learning and teaching strategies building?

 

Mission statements

 

Policies

 

Committees

 

Senior management responsibilities

 

Academic departments

 

Quality assurance

 

Operational planning

 

Change mechanisms

 

 

What do existing learning and teaching strategies include?

 

Context

 

Process of creation

 

Goals

 

Culture

 

Targets

 

Curriculum

 

Learning, teaching and assessment practices

 

Quality assurance

 

Quality enhancement and infrastructure changes

 

Implementation

 

Monitoring

 

Evaluation

 

Coherent and comprehensive strategies

 

 

Change mechanisms

 

Staff development and training

 

Personnel processes

 

Funding for innovation

 

Support for research into learning and teaching

 

Educational development units and learning technology units

 

Learning resource facilities

 

 

Organisational change

Rewarding excellent teaching

How do institutions develop learning and teaching strategies?

Infrastructure blocks

Underpinning principles and practices

 

Principles of teaching and learning

 

Principles of organisational change

 

Supporting innovation

 

Learning from the development of learning and teaching strategies in other countries

 

 

Annexes

1

Methodology and key findings of the review of institutional learning and teaching strategies

2

Some principles from the literature on learning and teaching

3

Some principles from the literature on organisational change

4

Supporting innovation

5

Learning from the development of learning and teaching strategies in other countries

6

Institutional information strategies

 

 

References

Case studies

Case study 1

A review of the context prior to developing a strategy

Case study 2

Developing a strategy from an institutional vision

Case study 3

Aligning internal quality assurance and enhancement with external requirements

Case study 4

Planning the implementation of a learning and teaching strategy

Case study 5

A hypothetical learning and teaching strategy, illustrating its coherence

Case study 6

Linking objectives to actions

Case study 7

Reporting on progress in a component of a strategy concerned with staff development

Case study 8

Staffing issues as part of learning and teaching strategies

Case study 9

Using ‘teaching development groups’ as part of an institutional strategy

Case study 10

A devolved departmental learning and teaching strategy

Case study 11

A new management structure to implement a learning and teaching strategy

Case study 12

The use of a department-based task force to bring about change

Case study 13

Linking reward for teaching excellence to a learning and teaching strategy

Case study 14

An extended process of consultation to develop a strategy that staff understand and believe in


Executive summary

  1. This guide has been written to support institutions as they prepare their learning and teaching strategy and plan for the implementation of their strategy, in advance of responding to the HEFCE by 31 January 2000. It was written by Professor Graham Gibbs of the Centre for Higher Education Practice, the Open University and is intended to provide institutions with guidance and inspiration when developing their learning and teaching strategies. Further details about the HEFCE initiative and funding support can be found in paragraphs 15-18 and in HEFCE 99/48 published in July 1999.
  2. The guidance in this document builds on what is currently taking place, and what has been learnt by institutions, so as to share best practice. Institutions vary enormously and are at different stages of development of their strategies, and there is much to learn from others’ experience. Brief case studies have been included, drawn from a range of mainly English universities, institutes and colleges. These case studies have been anonymised.
  3. The guidance draws on a survey of current practice (Annex 1), the literature on learning and teaching (Annex 2) the literature on organisational change (Annex 3), on research into innovation in learning and teaching (Annex 4), and developments in the use of learning and teaching strategies in other countries (Annex 5).
  4. Learning and teaching strategies are not developed from a blank sheet, but build on existing institutional practice and structures, and in particular on existing mission statements, policies, quality assurance systems and change mechanisms. Such development is considered in paragraphs 33-43.
  5. There is no blueprint for learning and teaching strategies, in terms of either documentation or management and implementation. Institutions are trying to achieve different things with their strategies, and this inevitably means that strategies look very different from each other.
  6. Different types of institutions also tend to have characteristically different strategies and to implement them in different ways, though differences are not as wide as one might expect. Institutional size has more impact than institutional type. The purposes of learning and teaching strategies are considered in paragraphs 25-32.
  7. Despite these differences, there are common components to comprehensive strategies. Without some of these components it is less likely that a strategy will be implemented or will achieve what is intended. These components are considered in paragraphs 44-58.
  8. Developing a strategy that staff understand and believe in can take a considerable amount of time and effort, but without this investment it may not be possible to implement a strategy effectively.
  9. Implementing a strategy successfully may require co-ordinated action across a range of functions, policies and existing committees. One strength of the use of learning and teaching strategies is the increased co-ordination and focusing of effort to improve teaching.
  10. Implementing learning and teaching strategies requires more than a statement of policy: it requires the use of change mechanisms of varying kinds to bring about action on the ground. The most commonly used change mechanisms are considered in paragraphs 59-76.
  11. Where learning and teaching strategies are not embedded in an effective quality assurance system which has a forward-looking quality enhancement function, there may be a need to develop monitoring and evaluation to check what is being implemented and what the consequences are.
  12. The experience of implementing learning and teaching strategies over time leads to changes in their nature. The key changes include:
    • simplification and reduction in the number of goals
    • focus of effort on a smaller number of well-supported initiatives
    • a longer term perspective with annual goals set in the context of a rolling five-year plan
    • more emphasis on devolved responsibility for implementation, with more emphasis centrally on strategy, leaving choice of tactics to departments and teachers
    • more consultation and communication to build stronger staff commitment
    • more effort to provide support for change rather than simply stating that it ought to happen
    • more effort to acknowledge and reward improvements in teaching
    • more effort put into managing implementation of the strategy, and monitoring of change
    • periodic updating of strategies in the light of evidence from monitoring and changed circumstances and priorities
    • recognition that the cultural and value shift associated with a new vision of learning and teaching may be a long, slow process.
  13. Learning and teaching strategies have a relationship with other components of institutional planning. They sit alongside research strategies within an overall institutional mission and operational plan. They are underpinned by strategies for supporting infrastructure, such as an information strategy and an estates strategy. Giving teaching this central strategic position may involve organisational change, including new senior management positions, changes in committee structures and responsibilities, and teaching development groups at departmental level.
  14. As the development and implementation of learning and teaching strategies is an extended process involving much learning, the HEFCE will support institutions with seminars, guidance and the collation and sharing of good practice.